Reminder for Entities Registered with CIMA as SIBL Excluded Persons

REMINDER FOR ENTITIES REGISTERED WITH CIMA AS SIBL EXCLUDED PERSONS

The deadline for filing the following AML/CFT Reporting Forms:

  • AML/CFT Inherent Risks – Securities - AIR-157-75
  • AML/CFT Risk Controls – Securities - ARC-158-75

with the Cayman Islands Monetary Authority is 15th August, 2019.

Each Form is available on the Regulatory Enhanced Electronic Forms Submission (REEFS) platform. The Guidance Notes for the completion of the AML/CFT Reporting Forms are available on CIMA’s website https://www.cima.ky/reefs-forms-guidance-notes.

For specific advice, please contact your usual Loeb Smith attorney or any of:

E: [email protected]

E: [email protected]

E: [email protected]

E: [email protected]

E: [email protected]

E : [email protected]

Recent News & Publications

Cayman Investment Managers: Deregistration of a Registered Person under SIBL 11 Nov 2019 Cayman Investment Managers: Deregistration of a Registered Person under SIBL The Securities Investment Business (Registration and Deregistration) Regulations, 2019 published on 24 October 2019 bring much needed clarifications with respect to the new regime of Registered Persons under the Securities Investment Business Law Read More
Undertaking Voluntary Liquidations of Cayman Islands’ Entities prior to 31 December 2019. 10 Oct 2019 Undertaking Voluntary Liquidations of Cayman Islands’ Entities prior to 31 December 2019. As the conclusion of 2019 approaches, clients should give some thought to whether or not they have Cayman entities which they are no longer using and wish to liquidate prior to the end of 2019 Read More