{"id":8494,"date":"2026-07-29T21:48:13","date_gmt":"2026-07-29T21:48:13","guid":{"rendered":"https:\/\/www.loebsmith.com\/briefing-note\/cima-issues-new-aml-rule-and-new-sanctions-rule-key-obligations-for-cayman-islands-regulated-financial-service-providers\/"},"modified":"2026-09-25T06:48:58","modified_gmt":"2026-09-25T06:48:58","slug":"cima-issues-new-aml-rule-and-new-sanctions-rule-key-obligations-for-cayman-islands-regulated-financial-service-providers","status":"publish","type":"briefing-note","link":"https:\/\/www.loebsmith.com\/cn\/briefing-note\/cima-issues-new-aml-rule-and-new-sanctions-rule-key-obligations-for-cayman-islands-regulated-financial-service-providers\/","title":{"rendered":"CIMA\u53d1\u5e03\u65b0\u7684\u53cd\u6d17\u94b1\u89c4\u5219\u53ca\u5236\u88c1\u89c4\u5219\uff1a\u5f00\u66fc\u7fa4\u5c9b\u53d7\u76d1\u7ba1\u91d1\u878d\u670d\u52a1\u63d0\u4f9b\u5546\u7684\u4e3b\u8981\u4e49\u52a1"},"content":{"rendered":"<!-- Note Detail-->\n\n<section class=\"briefing-notes-detail insight-detail\">\n  <div class=\"container mx-auto py-3 md:py-5 xl:py-12 4xl:py-[80px]\" id=\"\">\n      <div class=\"container-md mx-auto flex flex-col lg:flex-row lg:justify-between space-y-[80px] lg:space-y-0 w-full lg:gap-x-5\">\n        <div class=\"lg:flex-1 lg:basis-[69.768%] lg:max-w-[69.768%]\">\n                                    <div class=\"content flex flex-col\">\n                \n                  <h2 class=\" text-black leading-[1.3] heading2-sm \">1. \u6458\u8981<\/h2>\n                                <div class=\"desc spacing-top\">\n                  \n                  <p>2026\u5e747\u670820\u65e5\uff0c\u5f00\u66fc\u7fa4\u5c9b\u91d1\u878d\u7ba1\u7406\u5c40\uff08\u201c<strong>CIMA<\/strong>\u201d\uff09\u5728\u653f\u5e9c\u5baa\u62a5\u4e0a\u516c\u5e03\u4e86\u300a\u91d1\u878d\u670d\u52a1\u63d0\u4f9b\u5546\u6709\u6548\u5408\u89c4\u8ba1\u5212\u89c4\u5219\u2014\u2014\u9632\u8303\u548c\u4fa6\u6d4b\u6d17\u94b1\u3001\u6050\u6016\u4e3b\u4e49\u878d\u8d44\u53ca\u6269\u6563\u878d\u8d44\u300b\uff08\u201c<strong>\u53cd\u6d17\u94b1\u89c4\u5219<\/strong>\u201d\uff09\uff0c\u540c\u65f6\u516c\u5e03\u4e86\u914d\u5957\u7684\u300a\u9075\u5b88\u91d1\u878d\u5236\u88c1\u53ca\u5b9a\u5411\u91d1\u878d\u5236\u88c1\u89c4\u5219\u300b\uff08\u201c<strong>\u5236\u88c1\u89c4\u5219<\/strong>\u201d\uff0c\u4e0e\u53cd\u6d17\u94b1\u89c4\u5219\u5408\u79f0\u201c<strong>\u89c4\u5219<\/strong>\u201d\uff09\u3002\u8be5\u7b49\u89c4\u5219\u5c06\u4e8e2026\u5e749\u670818\u65e5\u751f\u6548\uff0c\u5373\u81ea\u5176\u5728\u653f\u5e9c\u5baa\u62a5\u516c\u5e03\u4e4b\u65e5\u8d77\u6ee1\u516d\u5341\u65e5\u3002<\/p>\n<p>\u53cd\u6d17\u94b1\u89c4\u5219\u4f9d\u636e\u300a\u91d1\u878d\u7ba1\u7406\u5c40\u6cd5\u300b\u7b2c6(1)(b)\u6761\u53ca\u7b2c34(1)\u6761\u5236\u5b9a\uff0c\u5e76\u660e\u786e\u89c4\u5b9a\u5176\u201c\u5177\u6709\u6cd5\u5f8b\u6548\u529b\u201d\u3002\u8be5\u89c4\u5219\u5bf9\u300a\u53cd\u6d17\u94b1\u6761\u4f8b\u300b\uff08\u201c<strong>\u53cd\u6d17\u94b1\u6761\u4f8b<\/strong>\u201d\uff09\u4f5c\u51fa\u8865\u5145\uff0c\u540c\u65f6\u660e\u786e\u4ece\u5c5e\u4e8e\u53cd\u6d17\u94b1\u6761\u4f8b\uff1b\u5982\u4e8c\u8005\u5b58\u5728\u4efb\u4f55\u4e0d\u4e00\u81f4\u4e4b\u5904\uff0c\u5e94\u4ee5\u53cd\u6d17\u94b1\u6761\u4f8b\u4e3a\u51c6\u3002<sup>2<\/sup> \u5c31\u5b9e\u8d28\u5185\u5bb9\u800c\u8a00\uff0c\u53cd\u6d17\u94b1\u89c4\u5219\u5c06\u6b64\u524d\u8f7d\u4e8eCIMA\u300a\u5f00\u66fc\u7fa4\u5c9b\u9632\u8303\u548c\u4fa6\u6d4b\u6d17\u94b1\u53ca\u6050\u6016\u4e3b\u4e49\u878d\u8d44\u6307\u5f15\u300b\uff08\u201c<strong>\u6307\u5f15<\/strong>\u201d\uff09\u4e2d\u7684\u76f8\u5173\u4e49\u52a1\u52a0\u4ee5\u6574\u5408\u548c\u63d0\u70bc\uff0c\u5f62\u6210\u4e00\u9879\u7bc7\u5e45\u66f4\u4e3a\u7cbe\u7b80\u4e14\u53ef\u76f4\u63a5\u6267\u884c\u7684\u89c4\u8303\u6027\u6587\u4ef6\u3002\u8be5\u89c4\u5219\u8fd8\u65b0\u589e\u6216\u6269\u5c55\u4e86\u82e5\u5e72\u4e49\u52a1\uff0c\u5176\u4e2d\u6700\u91cd\u8981\u7684\u6d89\u53ca\uff1a(i) \u72ec\u7acb\u5ba1\u8ba1\uff1b(ii) \u5916\u5305\u901a\u77e5\uff1b\u4ee5\u53ca(iii) \u5408\u89c4\u57f9\u8bad\uff0c\u5177\u4f53\u5185\u5bb9\u89c1\u4e0b\u6587\u7b2c5\u8282\u3002<\/p>\n<p>\u672c\u6cd5\u5f8b\u52a8\u6001\u6982\u8ff0\u53cd\u6d17\u94b1\u89c4\u5219\u5bf9\u53d7CIMA\u76d1\u7ba1\u7684\u91d1\u878d\u670d\u52a1\u63d0\u4f9b\u5546\uff08\u201c<strong>\u91d1\u878d\u670d\u52a1\u63d0\u4f9b\u5546<\/strong>\u201d\uff09\u7684\u9002\u7528\u8303\u56f4\u3001\u4e3b\u8981\u8981\u6c42\u53ca\u5b9e\u52a1\u5f71\u54cd\uff0c\u5e76\u5217\u660e\u57282026\u5e749\u670818\u65e5\u751f\u6548\u65e5\u671f\u524d\u9700\u8981\u91c7\u53d6\u884c\u52a8\u7684\u91cd\u70b9\u9886\u57df\u3002<\/p>\n\n                <\/div>\n\n                              <\/div>\n                          <div class=\"content flex flex-col\">\n                \n                  <h2 class=\" text-black leading-[1.3] heading2-sm \">2. \u80cc\u666f<\/h2>\n                                <div class=\"desc spacing-top\">\n                  \n                  <p>\u5728\u5f00\u66fc\u7fa4\u5c9b\u5883\u5185\u6216\u4ece\u5f00\u66fc\u7fa4\u5c9b\u5f00\u5c55\u76f8\u5173\u91d1\u878d\u4e1a\u52a1\u7684\u91d1\u878d\u670d\u52a1\u63d0\u4f9b\u5546\uff0c\u987b\u9075\u5b88\u73b0\u884c\u7684\u53cd\u6d17\u94b1\u3001\u53cd\u6050\u6016\u4e3b\u4e49\u878d\u8d44\u53ca\u53cd\u6269\u6563\u878d\u8d44\uff08AML\/CFT\/CPF\uff09\u76d1\u7ba1\u6846\u67b6\u3002\u8be5\u6846\u67b6\u5305\u62ec\u300a\u72af\u7f6a\u6240\u5f97\u6cd5\u300b\uff08\u201c<strong>POCA<\/strong>\u201d\uff09\u3001\u300a\u53cd\u6d17\u94b1\u6761\u4f8b\u300b\u3001\u300a\u6050\u6016\u4e3b\u4e49\u6cd5\u300b\uff08\u201c<strong>TA<\/strong>\u201d\uff09\u3001\u300a\u7981\u6b62\u6269\u6563\u878d\u8d44\u6cd5\u300b\uff08\u201c<strong>PFPA<\/strong>\u201d\uff09\u3001\u300a\u5b9e\u76ca\u6240\u6709\u6743\u900f\u660e\u5ea6\u6cd5\u300b\u4ee5\u53ca\u300a\u6307\u5f15\u300b\u3002\u4ece\u5386\u53f2\u4e0a\u770b\uff0c\u300a\u6307\u5f15\u300b\u5e76\u4e0d\u5177\u6709\u6b63\u5f0f\u7684\u6cd5\u5f8b\u7ea6\u675f\u529b\uff1b\u4f46\u91d1\u878d\u670d\u52a1\u63d0\u4f9b\u5546\u672a\u9075\u5b88\u300a\u6307\u5f15\u300b\u7684\u60c5\u51b5\uff0c\u53ef\u80fd\u4f1a\u88abCIMA\u5728\u4f5c\u51fa\u76d1\u7ba1\u53ca\u6267\u6cd5\u51b3\u5b9a\u65f6\u7eb3\u5165\u8003\u91cf\u3002<\/p>\n<p>\u53cd\u6d17\u94b1\u89c4\u5219\u6539\u53d8\u4e86\u4e0a\u8ff0\u72b6\u51b5\uff0c\u4f7f\u76f8\u5173\u6838\u5fc3\u4e49\u52a1\u5177\u6709\u5b8c\u5168\u53ef\u6267\u884c\u6027\u3002\u76f8\u6bd4\u4e4b\u4e0b\uff0c\u300a\u6307\u5f15\u300b\u5728\u6cd5\u5f8b\u6280\u672f\u5c42\u9762\u5e76\u4e0d\u5177\u6709\u53ef\u6267\u884c\u6027\uff0c\u5c3d\u7ba1\u5176\u5728\u5b9e\u8df5\u4e2d\u4e00\u76f4\u88ab\u89c6\u4e3a\u5177\u6709\u7ea6\u675f\u529b\u3002\u8fdd\u53cd\u53cd\u6d17\u94b1\u89c4\u5219\u6216\u5236\u88c1\u89c4\u5219\uff0c\u53ef\u80fd\u5bfc\u81f4\u7f5a\u6b3e\u6216\u5176\u4ed6\u76d1\u7ba1\u63aa\u65bd, \u5982\u4efb\u4f55\u4e00\u9879\u89c4\u5219\u7684\u89c4\u5b9a\u4e0eCIMA\u6b64\u524d\u6216\u73b0\u884c\u53d1\u5e03\u7684\u4efb\u4f55\u6307\u5f15\u3001\u653f\u7b56\u58f0\u660e\u6216\u89e3\u91ca\u6027\u6750\u6599\u5b58\u5728\u4e0d\u4e00\u81f4\uff0c\u5219\u5e94\u4ee5\u8be5\u9879\u89c4\u5219\u7684\u89c4\u5b9a\u4e3a\u51c6\u3002<\/p>\n<p style=\"text-align: justify;\">\u672c\u6b21\u6539\u9769\u4ea6\u5e94\u7ed3\u5408\u5f00\u66fc\u7fa4\u5c9b\u4e3a\u4e0b\u4e00\u8f6e\u91d1\u878d\u884c\u52a8\u7279\u522b\u5de5\u4f5c\u7ec4\uff0f\u52a0\u52d2\u6bd4\u91d1\u878d\u884c\u52a8\u7279\u522b\u5de5\u4f5c\u7ec4\uff08FATF\/CFATF\uff09\u76f8\u4e92\u8bc4\u4f30\u6240\u4f5c\u51c6\u5907\u8fd9\u4e00\u66f4\u5e7f\u6cdb\u7684\u80cc\u666f\u52a0\u4ee5\u5ba1\u89c6\u3002\u76ee\u524d\uff0c\u73b0\u573a\u8bc4\u4f30\u9884\u8ba1\u5c06\u4e8e2027\u5e74\u4e0b\u534a\u5e74\u8fdb\u884c\u3002\u4ee5\u5177\u6709\u76f4\u63a5\u53ef\u6267\u884c\u6027\u53ca\u53ef\u5ba1\u8ba1\u6027\u7684\u89c4\u5219\u53d6\u4ee3\u4e0d\u5177\u7ea6\u675f\u529b\u7684\u6307\u5f15\uff0c\u7b26\u5408FATF\u6240\u5f3a\u8c03\u7684\u76d1\u7ba1\u91cd\u70b9\uff0c\u5373\u53cd\u6d17\u94b1\u53ca\u53cd\u6050\u6016\u4e3b\u4e49\u878d\u8d44\u6846\u67b6\u4e0d\u4ec5\u987b\u5728\u5236\u5ea6\u5c42\u9762\u5b58\u5728\uff0c\u66f4\u987b\u5177\u5907\u53ef\u4e88\u8bc1\u660e\u7684\u5b9e\u9645\u6210\u6548\u3002<\/p>\n\n                <\/div>\n\n                              <\/div>\n                          <div class=\"content flex flex-col\">\n                \n                  <h2 class=\" text-black leading-[1.3] heading2-sm \">3. \u9002\u7528\u5bf9\u8c61\u53ca\u8303\u56f4<\/h2>\n                                <div class=\"desc spacing-top\">\n                  \n                  <p>\u300a\u53cd\u6d17\u94b1\u89c4\u5219\u300b\u7b2c5.1\u6761\u89c4\u5b9a\uff0c\u8be5\u89c4\u5219\u9002\u7528\u4e8e\u201c<em>\u6839\u636e\u5404\u9879\u76d1\u7ba1\u6cd5\u4f8b\u53d7<\/em><em>CIMA<\/em><em>\u76d1\u7ba1\u53ca\u76d1\u7763\u7684\u6240\u6709\u91d1\u878d\u670d\u52a1\u63d0\u4f9b\u5546\uff0c\u5305\u62ec<\/em><em>CIMA<\/em><em>\u6240\u76d1\u7ba1\u91d1\u878d\u96c6\u56e2\u7684\u5206\u652f\u673a\u6784\u3001\u9644\u5c5e\u516c\u53f8\u3001\u5173\u8054\u673a\u6784\u53ca\u4efb\u4f55\u5176\u4ed6\u6210\u5458<\/em>\u201d\u3002\u5176\u9002\u7528\u8303\u56f4\u6db5\u76d6\u6240\u6709\u5728CIMA\u6ce8\u518c\u6216\u83b7CIMA\u53d1\u724c\u7684\u4e1a\u52a1\u7c7b\u522b\uff0c\u5305\u62ec\u6ce8\u518c\u5171\u540c\u57fa\u91d1\u53ca\u79c1\u52df\u57fa\u91d1\u3001\u6839\u636e\u300a\u8bc1\u5238\u6295\u8d44\u4e1a\u52a1\u6cd5\u300b\u6ce8\u518c\u7684\u4eba\u58eb\u3001\u94f6\u884c\u53ca\u4fe1\u6258\u516c\u53f8\u3001\u4fdd\u9669\u53ca\u518d\u4fdd\u9669\u6301\u724c\u4eba\u3001\u8bc1\u5238\u6295\u8d44\u4e1a\u52a1\u6301\u724c\u4eba\u3001\u865a\u62df\u8d44\u4ea7\u670d\u52a1\u63d0\u4f9b\u5546\u3001\u8d27\u5e01\u670d\u52a1\u4e1a\u52a1\u7ecf\u8425\u8005\u3001\u516c\u53f8\u7ba1\u7406\u4eba\u53ca\u516c\u53f8\u670d\u52a1\u63d0\u4f9b\u5546\uff0c\u4ee5\u53ca\u6784\u6210CIMA\u6240\u76d1\u7ba1\u91d1\u878d\u96c6\u56e2\u4e00\u90e8\u5206\u7684\u5206\u652f\u673a\u6784\u3001\u9644\u5c5e\u516c\u53f8\u53ca\u5173\u8054\u673a\u6784\u3002<\/p>\n<p>\u300a\u53cd\u6d17\u94b1\u89c4\u5219\u300b\u4e0d\u9002\u7528\u4e8e\u672a\u5728CIMA\u6ce8\u518c\u6216\u672a\u83b7CIMA\u53d1\u724c\u7684\u4eba\u58eb\u3002\u9274\u4e8e\u8be5\u89c4\u5219\u9879\u4e0b\u201c\u91d1\u878d\u670d\u52a1\u63d0\u4f9b\u5546\u201d\u7684\u5b9a\u4e49\u4e0e\u300a\u53cd\u6d17\u94b1\u6761\u4f8b\u300b\u4e2d\u201c\u76f8\u5173\u91d1\u878d\u4e1a\u52a1\u201d\u7684\u6982\u5ff5\u76f8\u8854\u63a5\uff0c\u91d1\u878d\u670d\u52a1\u63d0\u4f9b\u5546\u5e94\u5ba1\u614e\u6838\u5b9e\u5176\u76d1\u7ba1\u8eab\u4efd\uff0c\u4e0d\u5e94\u4ec5\u51ed\u4e3b\u89c2\u5224\u65ad\u8ba4\u5b9a\u81ea\u8eab\u4e0d\u5c5e\u4e8e\u8be5\u89c4\u5219\u7684\u9002\u7528\u8303\u56f4\u3002<\/p>\n<p style=\"text-align: justify;\">\u6bcf\u4e00\u91d1\u878d\u670d\u52a1\u63d0\u4f9b\u5546\u5747\u987b\u5b9e\u65bd\u4e0e\u5176\u89c4\u6a21\u3001\u590d\u6742\u7a0b\u5ea6\u3001\u7ec4\u7ec7\u67b6\u6784\u3001\u4e1a\u52a1\u6027\u8d28\u53ca\u98ce\u9669\u72b6\u51b5\u76f8\u9002\u5e94\u7684\u5408\u89c4\u8ba1\u5212\u3002\u56e0\u6b64\uff0c\u6bd4\u4f8b\u539f\u5219\u8d2f\u7a7f\u300a\u53cd\u6d17\u94b1\u89c4\u5219\u300b\u59cb\u7ec8\uff0c\u5373\u91d1\u878d\u670d\u52a1\u63d0\u4f9b\u5546\u5408\u89c4\u8ba1\u5212\u7684\u89c4\u6a21\u53ca\u5b8c\u5584\u7a0b\u5ea6\u5e94\u4e0e\u5176\u81ea\u8eab\u98ce\u9669\u72b6\u51b5\u76f8\u5339\u914d\uff0c\u800c\u975e\u5bf9\u6240\u6709\u53d7\u76d1\u7ba1\u5b9e\u4f53\u4e00\u6982\u9002\u7528\u7edf\u4e00\u6807\u51c6\u3002<\/p>\n\n                <\/div>\n\n                              <\/div>\n                          <div class=\"content flex flex-col\">\n                \n                  <h2 class=\" text-black leading-[1.3] heading2-sm \">4. \u751f\u6548\u65e5\u671f<\/h2>\n                                <div class=\"desc spacing-top\">\n                  \n                  <p style=\"text-align: justify;\">\u300a\u53cd\u6d17\u94b1\u89c4\u5219\u300b\u53ca\u300a\u5236\u88c1\u89c4\u5219\u300b\u5c06\u4e8e<strong>2026\u5e749\u670818\u65e5<\/strong>\u751f\u6548\uff0c\u5373\u81ea2026\u5e747\u670820\u65e5\u5728\u653f\u5e9c\u5baa\u62a5\u516c\u5e03\u4e4b\u65e5\u8d77\u6ee1\u516d\u5341\u65e5\u3002\u91d1\u878d\u670d\u52a1\u63d0\u4f9b\u5546\u5e94\u5c06\u8be5\u65e5\u671f\u89c6\u4e3a\u6267\u884c\u622a\u81f3\u65e5\u671f\uff0c\u5e76\u5e94\u5728\u8be5\u65e5\u671f\u4e4b\u524d\u843d\u5b9e\u5bf9\u5176\u5408\u89c4\u8ba1\u5212\u6240\u9700\u4f5c\u51fa\u7684\u4efb\u4f55\u4fee\u8ba2\uff0c\u5305\u62ec\u5b8c\u5584\u76f8\u5173\u6587\u4ef6\u3001\u6cbb\u7406\u5b89\u6392\u53ca\u57f9\u8bad\u673a\u5236\u3002<\/p>\n\n                <\/div>\n\n                              <\/div>\n                          <div class=\"content flex flex-col\">\n                \n                  <h2 class=\" text-black leading-[1.3] heading2-sm \">5. \u300a\u53cd\u6d17\u94b1\u89c4\u5219\u300b\u7684\u4e3b\u8981\u8981\u6c42<\/h2>\n                                <div class=\"desc spacing-top\">\n                  \n                  <p>\u300a\u53cd\u6d17\u94b1\u89c4\u5219\u300b\u660e\u786e\u89c4\u5b9a\uff0c\u6709\u6548\u7684\u5408\u89c4\u8ba1\u5212\u5e94\u5305\u542b\u4ee5\u4e0b\u4e94\uff085\uff09\u9879\u6838\u5fc3\u8981\u7d20\uff1a(i) \u59d4\u4efb\u53cd\u6d17\u94b1\u5408\u89c4\u5b98\uff08AMLCO\uff09\u3001\u6d17\u94b1\u62a5\u544a\u5b98\uff08MLRO\uff09\u53ca\u526f\u6d17\u94b1\u62a5\u544a\u5b98\uff08DMLRO\uff09\uff1b(ii) \u5236\u5b9a\u4e66\u9762\u7684\u653f\u7b56\u3001\u7a0b\u5e8f\u53ca\u63a7\u5236\u63aa\u65bd\uff1b(iii) \u5efa\u7acb\u4e66\u9762\u7684\u98ce\u9669\u4e3a\u672c\u65b9\u6cd5\uff0c\u5e76\u5b9a\u671f\u5f00\u5c55\u98ce\u9669\u8bc4\u4f30\uff1b(iv) \u5b9e\u65bd\u6301\u7eed\u6027\u5408\u89c4\u57f9\u8bad\u8ba1\u5212\uff0c\u5e76\u4ee5\u4e66\u9762\u57f9\u8bad\u65b9\u6848\u4f5c\u4e3a\u652f\u6301\uff1b\u4ee5\u53ca(v) \u6301\u7eed\u8bc4\u4f30\u5408\u89c4\u8ba1\u5212\u7684\u6709\u6548\u6027\uff0c\u5305\u62ec\u5f00\u5c55\u72ec\u7acb\u5ba1\u8ba1\u3002\u4e0b\u6587\u5c06\u9010\u9879\u9610\u8ff0\u3002<\/p>\n<p>&nbsp;<\/p>\n<h2>5.1\u00a0\u00a0\u00a0\u00a0\u00a0\u00a0 <u>\u6cbb\u7406\u53ca\u53cd\u6d17\u94b1\u5408\u89c4\u5b98\u3001\u6d17\u94b1\u62a5\u544a\u5b98\u548c\u526f\u6d17\u94b1\u62a5\u544a\u5b98\u7684\u59d4\u4efb<\/u><\/h2>\n<p>\u91d1\u878d\u670d\u52a1\u63d0\u4f9b\u5546\u7684\u6cbb\u7406\u673a\u6784\uff08\u89c6\u9002\u7528\u60c5\u51b5\uff0c\u5305\u62ec\u8463\u4e8b\u4f1a\u3001\u666e\u901a\u5408\u4f19\u4eba\u3001\u7ba1\u7406\u4eba\u6216\u53d7\u6258\u4eba\u59d4\u5458\u4f1a\uff09\u987b\u4e3a\u5408\u89c4\u8ba1\u5212\u5efa\u7acb\u5e76\u7ef4\u6301\u6e05\u6670\u660e\u786e\u7684\u6cbb\u7406\u6846\u67b6\uff0c\u5305\u62ec\u4ee5\u4e66\u9762\u5f62\u5f0f\u660e\u786e\u53c2\u4e0e\u5408\u89c4\u8ba1\u5212\u5b9e\u65bd\u53ca\u76d1\u7763\u7684\u9ad8\u7ea7\u4eba\u5458\u7684\u804c\u80fd\u4e0e\u8d23\u4efb\uff0c\u5e76\u59d4\u4efb\u53cd\u6d17\u94b1\u5408\u89c4\u5b98\u3001\u6d17\u94b1\u62a5\u544a\u5b98\u53ca\u526f\u6d17\u94b1\u62a5\u544a\u5b98\u3002\u4e0a\u8ff0\u5404\u804c\u52a1\u5747\u987b\u7531\u81ea\u7136\u4eba\u62c5\u4efb\uff0c\u4e14\u5176\u804c\u7ea7\u4e0d\u5f97\u4f4e\u4e8e\u7ba1\u7406\u5c42\u7ea7\u522b\u3002<\/p>\n<ol>\n<li>\u53cd\u6d17\u94b1\u5408\u89c4\u5b98\u5728\u5c65\u884c\u5408\u89c4\u804c\u80fd\u65f6\uff0c\u5fc5\u987b\u201c<em>\u72ec\u7acb\u3001\u5ba2\u89c2\u4e8e\u5176\u76d1\u7763\u8303\u56f4\u5185\u7684\u4e1a\u52a1\u53ca\u8fd0\u8425\u804c\u80fd\uff1b\u5982\u5728\u5b9e\u8df5\u4e2d\u65e0\u6cd5\u5b9e\u73b0\u5b8c\u5168\u5206\u79bb\uff0c\u5219\u987b\u786e\u4fdd\u4efb\u4f55\u5229\u76ca\u51b2\u7a81\u5747\u5f97\u5230\u6709\u6548\u7ba1\u7406\u3002<\/em>\u201d\u8be5\u9879\u89c4\u5b9a\u5c5e\u4e8e\u5728\u300a\u6307\u5f15\u300b\u9879\u4e0b\u65e2\u6709\u53cd\u6d17\u94b1\u5408\u89c4\u5b98\u9002\u5f53\u4eba\u9009\u6807\u51c6\u57fa\u7840\u4e0a\u4f5c\u51fa\u7684\u6269\u5c55\u6027\u8981\u6c42\u3002<\/li>\n<li>\u5373\u4f7f\u53cd\u6d17\u94b1\u5408\u89c4\u5b98\u5df2\u5c06\u7279\u5b9a\u804c\u8d23\u59d4\u6d3e\u4e88\u4ed6\u4eba\uff0c\u5176\u4ecd\u987b\u5bf9\u5408\u89c4\u8ba1\u5212\u627f\u62c5\u603b\u4f53\u8d23\u4efb\u3002\u53cd\u6d17\u94b1\u5408\u89c4\u5b98\u8fd8\u987b\u81f3\u5c11\u6bcf\u5e74\u4e00\u6b21\u5411\u6cbb\u7406\u673a\u6784\u62a5\u544a\u5408\u89c4\u8ba1\u5212\u7684\u8fd0\u884c\u60c5\u51b5\uff0c\u5305\u62ec\u63d0\u8bf7\u6cbb\u7406\u673a\u6784\u5173\u6ce8\u5e76\u5904\u7406\u4efb\u4f55\u6709\u5173\u6d17\u94b1\u3001\u6050\u6016\u4e3b\u4e49\u878d\u8d44\u3001\u6269\u6563\u878d\u8d44\uff08ML\/TF\/PF\uff09\u6216\u5236\u88c1\u65b9\u9762\u7684\u95ee\u9898\u3002<\/li>\n<li>\u300a\u53cd\u6d17\u94b1\u89c4\u5219\u300b\u53ca\u300a\u53cd\u6d17\u94b1\u6761\u4f8b\u300b\u5747\u672a\u8981\u6c42\u53cd\u6d17\u94b1\u5408\u89c4\u5b98\u3001\u6d17\u94b1\u62a5\u544a\u5b98\u6216\u526f\u6d17\u94b1\u62a5\u544a\u5b98\u5fc5\u987b\u5e38\u9a7b\u5f00\u66fc\u7fa4\u5c9b\u3002CIMA\u53e6\u5df2\u5728\u5176\u516c\u5e03\u7684\u57fa\u91d1\u53cd\u6d17\u94b1\u5e38\u89c1\u95ee\u9898\u89e3\u7b54\u4e2d\u786e\u8ba4\uff0c\u4e0a\u8ff0\u4eba\u5458\u53ef\u5728\u5f00\u66fc\u7fa4\u5c9b\u5883\u5916\u4efb\u804c\uff0c\u4f46\u524d\u63d0\u662f\u5176\u7b26\u5408\u9002\u7528\u7684\u9002\u5f53\u4eba\u9009\u6807\u51c6\uff0c\u4e14\u76f8\u5173\u91d1\u878d\u670d\u52a1\u63d0\u4f9b\u5546\u80fd\u591f\u6301\u7eed\u9075\u5b88\u5176\u5728\u5f00\u66fc\u7fa4\u5c9b\u6cd5\u5f8b\u9879\u4e0b\u7684\u53cd\u6d17\u94b1\u53ca\u53cd\u6050\u6016\u4e3b\u4e49\u878d\u8d44\u4e49\u52a1\u3002<\/li>\n<\/ol>\n<p>&nbsp;<\/p>\n<h2>5.2<strong><em> \u00a0\u00a0\u00a0\u00a0\u00a0 <\/em><\/strong><strong><u>\u98ce\u9669\u4e3a\u672c\u65b9\u6cd5\u53ca\u98ce\u9669\u8bc4\u4f30<\/u><\/strong><\/h2>\n<p>\u91d1\u878d\u670d\u52a1\u63d0\u4f9b\u5546\u987b\u5efa\u7acb\u3001\u5b9e\u65bd\u5e76\u4ee5\u4e66\u9762\u5f62\u5f0f\u8bb0\u5f55\u4e00\u5957\u98ce\u9669\u4e3a\u672c\u7684\u65b9\u6cd5\uff0c\u65e8\u5728\u8bc6\u522b\u3001\u8bc4\u4f30\u3001\u7ba1\u7406\u53ca\u964d\u4f4e\u6d17\u94b1\u3001\u6050\u6016\u4e3b\u4e49\u878d\u8d44\u53ca\u6269\u6563\u878d\u8d44\uff08ML\/TF\/PF\uff09\u98ce\u9669\u3002\u5728\u6b64\u8fc7\u7a0b\u4e2d\uff0c\u91d1\u878d\u670d\u52a1\u63d0\u4f9b\u5546\u5e94\u7efc\u5408\u8003\u8651\u5ba2\u6237\uff0f\u7533\u8bf7\u4eba\u7684\u7c7b\u578b\u3001\u5730\u57df\u98ce\u9669\u655e\u53e3\u3001\u4ea7\u54c1\u3001\u670d\u52a1\u3001\u4ea4\u6613\u53ca\u4ea4\u4ed8\u6e20\u9053\uff0c\u5e76\u5c06\u5f00\u66fc\u7fa4\u5c9b\u56fd\u5bb6\u98ce\u9669\u8bc4\u4f30\u7684\u76f8\u5173\u7ed3\u8bba\u7eb3\u5165\u8003\u91cf\u3002<\/p>\n<p>\u300a\u53cd\u6d17\u94b1\u89c4\u5219\u300b\u660e\u786e\u89c4\u5b9a\uff0c\u5982\u53d1\u751f\u4e0b\u5217\u7279\u5b9a\u89e6\u53d1\u4e8b\u4ef6\uff0c\u91d1\u878d\u670d\u52a1\u63d0\u4f9b\u5546\u987b\u201c\u7acb\u5373\u201d\u66f4\u65b0\u98ce\u9669\u8bc4\u4f30\uff1a(i) \u63a8\u51fa\u65b0\u4ea7\u54c1\u6216\u5f00\u5c55\u65b0\u4e1a\u52a1\u7ebf\uff1b(ii) \u5c06\u4e1a\u52a1\u62d3\u5c55\u81f3\u8f83\u9ad8\u98ce\u9669\u5730\u533a\uff1b(iii) \u53d1\u751f\u5408\u5e76\u3001\u6536\u8d2d\u6216\u91cd\u5927\u516c\u53f8\u91cd\u7ec4\uff1b\u4ee5\u53ca(iv) \u51fa\u73b0\u5f71\u54cd\u5176\u98ce\u9669\u655e\u53e3\u7684\u7ecf\u6d4e\u6216\u5730\u7f18\u653f\u6cbb\u4e8b\u6001\u53d1\u5c55\u3002<\/p>\n<p>&nbsp;<\/p>\n<h2>5.3 \u00a0\u00a0\u00a0\u00a0\u00a0 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<u>\u5916\u5305<\/u><\/h2>\n<ol>\n<li>\u300a\u53cd\u6d17\u94b1\u89c4\u5219\u300b\u91cd\u7533\u4e86\u73b0\u6709\u8981\u6c42\uff0c\u5373\u91d1\u878d\u670d\u52a1\u63d0\u4f9b\u5546\u5728\u4f5c\u51fa\u5916\u5305\u5b89\u6392\u524d\uff0c\u987b\u5f00\u5c55\u98ce\u9669\u8bc4\u4f30\uff08\u5305\u62ec\u56fd\u5bb6\uff0f\u5730\u533a\u98ce\u9669\u8bc4\u4f30\uff09\u53ca\u5c3d\u804c\u8c03\u67e5\uff0c\u5e76\u987b\u8ba2\u7acb\u4e66\u9762\u5916\u5305\u534f\u8bae\uff0c\u660e\u786e\u7ea6\u5b9a\u5404\u65b9\u7684\u6743\u5229\u53ca\u4e49\u52a1\u3002<\/li>\n<li>\u300a\u53cd\u6d17\u94b1\u89c4\u5219\u300b\u660e\u786e\u8981\u6c42\uff0c\u51e1\u6d89\u53ca\u5408\u89c4\u8ba1\u5212\u201c\u91cd\u5927\u804c\u80fd\u201d\u7684\u4efb\u4f55\u5916\u5305\u5b89\u6392\uff0c\u91d1\u878d\u670d\u52a1\u63d0\u4f9b\u5546\u5747\u987b<strong>\u5728\u5408\u7406\u671f\u9650\u5185\u4ee5\u4e66\u9762\u5f62\u5f0f\u901a\u77e5<\/strong><strong>CIMA<\/strong>\u3002\u201c\u91cd\u5927\u804c\u80fd\u201d\u7684\u6db5\u4e49\u4ee5CIMA\u300a\u5916\u5305\u6307\u5bfc\u58f0\u660e\u300b\u4e2d\u7684\u5b9a\u4e49\u4e3a\u51c6\u3002 \u6839\u636e\u8be5\u300a\u6307\u5bfc\u58f0\u660e\u300b\uff0c\u8bb8\u591a\u91d1\u878d\u670d\u52a1\u63d0\u4f9b\u5546\u76ee\u524d\u5df2\u8d1f\u6709\u5c31\u91cd\u5927\u5916\u5305\u5b89\u6392\u901a\u77e5CIMA\u7684\u4e00\u822c\u6027\u4e49\u52a1\uff1b\u300a\u53cd\u6d17\u94b1\u89c4\u5219\u300b\u5219\u4ee5\u660e\u786e\u3001\u72ec\u7acb\u7684\u6761\u6587\uff0c\u4e13\u95e8\u786e\u7acb\u4e86\u8be5\u9879\u901a\u77e5\u4e49\u52a1\u4e2d\u4e0e\u53cd\u6d17\u94b1\u76f8\u5173\u7684\u90e8\u5206\u3002<\/li>\n<li>\u5982\u4fdd\u5bc6\u3001\u79d8\u5bc6\u3001\u9690\u79c1\u6216\u6570\u636e\u4fdd\u62a4\u65b9\u9762\u7684\u9650\u5236\u53ef\u80fd\u59a8\u788dCIMA\u83b7\u53d6\u76f8\u5173\u6570\u636e\u3001\u4fe1\u606f\u6216\u7cfb\u7edf\uff0c\u91d1\u878d\u670d\u52a1\u63d0\u4f9b\u5546\u4e0d\u5f97\u8ba2\u7acb\u6216\u7ee7\u7eed\u7ef4\u6301\u6709\u5173\u5916\u5305\u5b89\u6392\u3002<\/li>\n<\/ol>\n<p>&nbsp;<\/p>\n<h2>5.7\u00a0\u00a0\u00a0\u00a0\u00a0\u00a0\u00a0\u00a0\u00a0 <u>\u5408\u89c4\u57f9\u8bad<\/u><\/h2>\n<ol>\n<li>\u300a\u53cd\u6d17\u94b1\u89c4\u5219\u300b\u65b0\u589e\u4e00\u9879\u72ec\u7acb\u8981\u6c42\uff0c\u5373\u91d1\u878d\u670d\u52a1\u63d0\u4f9b\u5546\u987b\u5236\u5b9a<strong>\u4e66\u9762\u4e14\u5177\u6709\u524d\u77bb\u6027\u7684\u57f9\u8bad\u8ba1\u5212<\/strong>\u3002\u8be5\u57f9\u8bad\u8ba1\u5212\u6709\u522b\u4e8e\u57f9\u8bad\u6d3b\u52a8\u672c\u8eab\uff0c\u987b\u6db5\u76d6\u4ee5\u4e0b\u4e8b\u9879\uff1a(i) \u57f9\u8bad\u5bf9\u8c61\uff1b(ii) \u57f9\u8bad\u4e3b\u9898\u53ca\u6750\u6599\uff1b(iii) \u57f9\u8bad\u65b9\u5f0f\uff1b\u4ee5\u53ca(iv) \u57f9\u8bad\u9891\u7387\u3002<\/li>\n<li>\u5fc5\u987b\u63a5\u53d7\u57f9\u8bad\u7684\u4eba\u5458\u5305\u62ec\uff1a\u76f4\u63a5\u9762\u5411\u5ba2\u6237\u7684\u5458\u5de5\u53ca\u4ee3\u7406\u4eba\uff1b\u53c2\u4e0e\u5ba2\u6237\u4ea4\u6613\u6d3b\u52a8\u7684\u4eba\u5458\uff1b\u7ecf\u624b\u73b0\u91d1\u3001\u8d44\u91d1\u6216\u865a\u62df\u8d27\u5e01\u7684\u4eba\u5458\uff1b\u4ee5\u53ca\u8d1f\u8d23\u5b9e\u65bd\u6216\u76d1\u7763\u5408\u89c4\u8ba1\u5212\u7684\u4eba\u5458\uff0c\u5305\u62ec\u53cd\u6d17\u94b1\u5408\u89c4\u5b98\u3001\u9ad8\u7ea7\u7ba1\u7406\u4eba\u5458\u3001\u4fe1\u606f\u6280\u672f\u4eba\u5458\u3001\u6cbb\u7406\u673a\u6784\u6210\u5458\u53ca\u5185\u90e8\u5ba1\u8ba1\u4eba\u5458\u3002<\/li>\n<li>\u57f9\u8bad\u5185\u5bb9\u81f3\u5c11\u987b\u6db5\u76d6\uff1a\u76f8\u5173\u6cd5\u5b9a\u6846\u67b6\uff0c\u5305\u62ecPOCA\u3001\u300a\u53cd\u6d17\u94b1\u6761\u4f8b\u300b\u3001PFPA\u53caTA\uff1b\u6d17\u94b1\u3001\u6050\u6016\u4e3b\u4e49\u878d\u8d44\u53ca\u6269\u6563\u878d\u8d44\u7684\u80cc\u666f\u3001\u672f\u8bed\u548c\u5178\u578b\u624b\u6cd5\uff1b\u7279\u5b9a\u884c\u4e1a\u7684\u98ce\u9669\u53ca\u8584\u5f31\u73af\u8282\u6307\u6807\uff1b\u8bc6\u522b\u4e0e\u6d17\u94b1\u3001\u6050\u6016\u4e3b\u4e49\u878d\u8d44\u3001\u6269\u6563\u878d\u8d44\u6216\u53d7\u5236\u88c1\u65b9\u76f8\u5173\u7684\u4ea4\u6613\uff1b\u91d1\u878d\u670d\u52a1\u63d0\u4f9b\u5546\u81ea\u8eab\u7684\u653f\u7b56\uff0c\u4ee5\u53ca\u62a5\u544a\u3001\u8bb0\u5f55\u4fdd\u5b58\u548c\u5ba2\u6237\u8eab\u4efd\u8bc6\u522b\u8981\u6c42\uff1b\u4ee5\u53ca\u5728\u8bc6\u522b\u53ca\u4e0a\u62a5\u53ef\u7591\u6d3b\u52a8\u65b9\u9762\u7684\u5185\u90e8\u804c\u8d23\u5206\u5de5\u3002<\/li>\n<li>\u9664\u5728\u53d1\u751f\u76f8\u5173\u89e6\u53d1\u4e8b\u4ef6\u65f6\u987b\u63d0\u4f9b\u57f9\u8bad\u5916\uff0c\u57f9\u8bad\u8fd8\u987b<strong>\u81f3\u5c11\u6bcf\u5e74\u5f00\u5c55\u4e00\u6b21<\/strong>\u3002\u76f8\u5173\u89e6\u53d1\u4e8b\u4ef6\u5305\u62ec\u4f46\u4e0d\u9650\u4e8e\uff1a\u4f8b\u5982\uff0c\u65b0\u5458\u5de5\u5f00\u59cb\u4e0e\u5ba2\u6237\u63a5\u6d3d\u4e4b\u524d\uff0c\u6216\u76f8\u5173\u7a0b\u5e8f\u53ca\u9002\u7528\u76d1\u7ba1\u89c4\u5b9a\u53d1\u751f\u53d8\u66f4\u4e4b\u540e\u3002<\/li>\n<li>\u8058\u7528\u7b2c\u4e09\u65b9\u57f9\u8bad\u63d0\u4f9b\u5546\u672c\u8eab\u5e76\u4e0d\u6784\u6210\u5408\u89c4\u8ba1\u5212\u7684\u5916\u5305\uff0c\u4f46\u524d\u63d0\u662f\u91d1\u878d\u670d\u52a1\u63d0\u4f9b\u5546\u4ecd\u8d1f\u8d23\u786e\u5b9a\u57f9\u8bad\u8981\u6c42\u3001\u8bc4\u4f30\u57f9\u8bad\u63d0\u4f9b\u5546\u53ca\u57f9\u8bad\u5185\u5bb9\u662f\u5426\u9002\u5f53\uff0c\u5e76\u76d1\u7763\u57f9\u8bad\u5b9e\u65bd\u662f\u5426\u5145\u5206\u3002<\/li>\n<\/ol>\n<p>\u91d1\u878d\u670d\u52a1\u63d0\u4f9b\u5546\u987b\u4fdd\u5b58\u57f9\u8bad\u8bb0\u5f55\u3002\u8be5\u7b49\u8bb0\u5f55\u81f3\u5c11\u5e94\u8f7d\u660e\u57f9\u8bad\u65e5\u671f\u3001\u53c2\u8bad\u4eba\u5458\u540d\u5355\uff0c\u4ee5\u53ca\u57f9\u8bad\u6240\u6db5\u76d6\u7684\u4e3b\u9898\u53ca\u5185\u5bb9\uff0c\u5e76\u987b\u5728CIMA\u63d0\u51fa\u8981\u6c42\u65f6\u5411\u5176\u63d0\u4f9b\u3002<\/p>\n\n                <\/div>\n\n                              <\/div>\n                          <div class=\"content flex flex-col\">\n                \n                  <h2 class=\" text-black leading-[1.3] heading2-sm \">6. \u300a\u53cd\u6d17\u94b1\u89c4\u5219\u300b\u5f15\u5165\u7684\u4e3b\u8981\u53d8\u5316<\/h2>\n                                <div class=\"desc spacing-top\">\n                  \n                  <p>\u300a\u53cd\u6d17\u94b1\u89c4\u5219\u300b\u7684\u5927\u90e8\u5206\u6761\u6587\u91cd\u7533\u4e86\u300a\u53cd\u6d17\u94b1\u6761\u4f8b\u300b\u53ca\u300a\u6307\u5f15\u300b\u9879\u4e0b\u539f\u5df2\u9002\u7528\u7684\u4e49\u52a1\uff0c\u4f46\u73b0\u5c06\u8be5\u7b49\u4e49\u52a1\u6574\u5408\u7eb3\u5165\u4e00\u9879\u5177\u6709\u6cd5\u5f8b\u6267\u884c\u529b\u7684\u89c4\u8303\u6027\u6587\u4ef6\u3002\u4e0b\u8ff0\u4e8b\u9879\u6784\u6210\u91d1\u878d\u670d\u52a1\u63d0\u4f9b\u5546\u9700\u8981\u91cd\u70b9\u5e94\u5bf9\u7684\u6700\u4e3a\u91cd\u5927\u7684\u5b9e\u4f53\u6027\u6216\u7a0b\u5e8f\u6027\u53d8\u5316\u3002<\/p>\n<p><a href=\"https:\/\/www.loebsmith.com\/wp-content\/uploads\/2026\/07\/Screenshot-2026-08-27-150413.png\"><img decoding=\"async\" class=\"alignnone size-medium wp-image-8506\" src=\"https:\/\/www.loebsmith.com\/wp-content\/uploads\/2026\/07\/Screenshot-2026-08-27-150413-300x255.png\" alt=\"\" width=\"300\" height=\"255\" srcset=\"https:\/\/www.loebsmith.com\/wp-content\/uploads\/2026\/07\/Screenshot-2026-08-27-150413-300x255.png 300w, https:\/\/www.loebsmith.com\/wp-content\/uploads\/2026\/07\/Screenshot-2026-08-27-150413-768x652.png 768w, https:\/\/www.loebsmith.com\/wp-content\/uploads\/2026\/07\/Screenshot-2026-08-27-150413.png 875w\" sizes=\"(max-width: 300px) 100vw, 300px\" \/><\/a><\/p>\n<p>\u76f8\u6bd4\u4e4b\u4e0b\uff0cCDD\u7684\u5b9e\u4f53\u6846\u67b6\u3001\u8bb0\u5f55\u4fdd\u5b58\u671f\u9650\u3001\u53ef\u7591\u6d3b\u52a8\u62a5\u544a\u4e49\u52a1\u3001\u59d4\u4efb\u53cd\u6d17\u94b1\u5408\u89c4\u5b98\uff0f\u6d17\u94b1\u62a5\u544a\u5b98\uff0f\u526f\u6d17\u94b1\u62a5\u544a\u5b98\u7684\u5236\u5ea6\uff0c\u4ee5\u53ca\u98ce\u9669\u4e3a\u672c\u65b9\u6cd5\u7684\u4e00\u822c\u539f\u5219\uff0c\u4e0e\u73b0\u884c\u300a\u53cd\u6d17\u94b1\u6761\u4f8b\u300b\u53ca\u300a\u6307\u5f15\u300b\u9879\u4e0b\u7684\u89c4\u5b9a\u76f8\u6bd4\uff0c\u5e76\u65e0\u91cd\u5927\u5b9e\u8d28\u6027\u53d8\u5316\u3002<\/p>\n\n                <\/div>\n\n                              <\/div>\n                          <div class=\"content flex flex-col\">\n                \n                  <h2 class=\" text-black leading-[1.3] heading2-sm \">7. \u914d\u5957\u300a\u5236\u88c1\u89c4\u5219\u300b<\/h2>\n                                <div class=\"desc spacing-top\">\n                  \n                  <p>CIMA\u540c\u65f6\u5728\u653f\u5e9c\u5baa\u62a5\u516c\u5e03\u4e86\u300a\u5236\u88c1\u89c4\u5219\u300b\u3002\u8be5\u89c4\u5219\u9002\u7528\u4e8e\u540c\u4e00\u8303\u56f4\u5185\u53d7CIMA\u76d1\u7ba1\u7684\u91d1\u878d\u670d\u52a1\u63d0\u4f9b\u5546\uff0c\u5e76\u4e8e\u540c\u4e00\u65e5\u671f\uff08\u53732026\u5e749\u670818\u65e5\uff09\u751f\u6548\u3002\u300a\u53cd\u6d17\u94b1\u89c4\u5219\u300b\u5c31\u5236\u88c1\u7b5b\u67e5\u7684\u5177\u4f53\u4e49\u52a1\u660e\u786e\u63f4\u5f15\u300a\u5236\u88c1\u89c4\u5219\u300b\u3002\u9274\u4e8e\u9075\u5b88\u5236\u88c1\u53ca\u5b9a\u5411\u91d1\u878d\u5236\u88c1\u7684\u76f8\u5173\u8981\u6c42\u5df2\u8d2f\u7a7f\u300a\u53cd\u6d17\u94b1\u89c4\u5219\u300b\u9879\u4e0b\u7684CDD\u3001\u653f\u7b56\u5236\u5b9a\u53ca\u57f9\u8bad\u8981\u6c42\uff0c\u5efa\u8bae\u91d1\u878d\u670d\u52a1\u63d0\u4f9b\u5546\u5c06\u4e24\u9879\u300a\u89c4\u5219\u300b\u7684\u5408\u89c4\u5de5\u4f5c\u4f5c\u4e3a\u4e00\u9879\u7edf\u4e00\u534f\u8c03\u7684\u5de5\u4f5c\u7edf\u7b79\u63a8\u8fdb\u3002<\/p>\n\n                <\/div>\n\n                              <\/div>\n                          <div class=\"content flex flex-col\">\n                \n                  <h2 class=\" text-black leading-[1.3] heading2-sm \">8. \u6267\u6cd5<\/h2>\n                                <div class=\"desc spacing-top\">\n                  \n                  <p>\u5bf9\u4e8e\u4efb\u4f55\u8fdd\u53cd\u300a\u53cd\u6d17\u94b1\u89c4\u5219\u300b\u7684\u884c\u4e3a\uff0c\u9664CIMA\u53ef\u6839\u636e\u5404\u9879\u76d1\u7ba1\u6cd5\u4f8b\u3001\u300a\u53cd\u6d17\u94b1\u6761\u4f8b\u300b\u53ca\u300a\u91d1\u878d\u7ba1\u7406\u5c40\u6cd5\u300b\u884c\u4f7f\u7684\u5176\u4ed6\u6743\u529b\u5916\uff0cCIMA\u8fd8\u5c06\u4f9d\u636e\u5176\u300a\u6267\u6cd5\u624b\u518c\u300b\u4e88\u4ee5\u5904\u7406\u3002\u5982\u4e0a\u6587\u7b2c2\u8282\u6240\u8ff0\uff0c\u5982\u300a\u53cd\u6d17\u94b1\u89c4\u5219\u300b\u7684\u4efb\u4f55\u89c4\u5b9a\u4e0eCIMA\u6b64\u524d\u53d1\u5e03\u7684\u4efb\u4f55\u6307\u5f15\u3001\u653f\u7b56\u58f0\u660e\u6216\u89e3\u91ca\u6027\u6750\u6599\u5b58\u5728\u4e0d\u4e00\u81f4\uff0c\u5e94\u4ee5\u300a\u53cd\u6d17\u94b1\u89c4\u5219\u300b\u7684\u89c4\u5b9a\u4e3a\u51c6\u3002<\/p>\n\n                <\/div>\n\n                              <\/div>\n                          <div class=\"content flex flex-col\">\n                \n                  <h2 class=\" text-black leading-[1.3] heading2-sm \">9. \u5173\u952e\u65e5<\/h2>\n                                <div class=\"desc spacing-top\">\n                  \n                  <p><a href=\"https:\/\/www.loebsmith.com\/wp-content\/uploads\/2026\/07\/Screenshot-2026-08-27-151238.png\"><img decoding=\"async\" class=\"alignnone size-medium wp-image-8508\" src=\"https:\/\/www.loebsmith.com\/wp-content\/uploads\/2026\/07\/Screenshot-2026-08-27-151238-300x92.png\" alt=\"\" width=\"300\" height=\"92\" srcset=\"https:\/\/www.loebsmith.com\/wp-content\/uploads\/2026\/07\/Screenshot-2026-08-27-151238-300x92.png 300w, https:\/\/www.loebsmith.com\/wp-content\/uploads\/2026\/07\/Screenshot-2026-08-27-151238-1024x316.png 1024w, https:\/\/www.loebsmith.com\/wp-content\/uploads\/2026\/07\/Screenshot-2026-08-27-151238-768x237.png 768w, https:\/\/www.loebsmith.com\/wp-content\/uploads\/2026\/07\/Screenshot-2026-08-27-151238.png 1447w\" sizes=\"(max-width: 300px) 100vw, 300px\" \/><\/a><\/p>\n\n                <\/div>\n\n                              <\/div>\n                          <div class=\"content flex flex-col\">\n                \n                  <h2 class=\" text-black leading-[1.3] heading2-sm \">10. \u5efa\u8bae\u91c7\u53d6\u7684\u884c\u52a8<\/h2>\n                                <div class=\"desc spacing-top\">\n                  \n                  <p>\u5efa\u8bae\u91d1\u878d\u670d\u52a1\u63d0\u4f9b\u5546\u53ca\u5176\u6cbb\u7406\u673a\u6784\u57282026\u5e749\u670818\u65e5\u751f\u6548\u65e5\u671f\u524d\u91c7\u53d6\u4ee5\u4e0b\u63aa\u65bd\uff1a<\/p>\n<ol>\n<li>\u5bf9\u7167\u300a\u53cd\u6d17\u94b1\u89c4\u5219\u300b\u7684\u6700\u4f4e\u8981\u6c42\uff0c\u5ba1\u67e5\u73b0\u884c\u53cd\u6d17\u94b1\u3001\u53cd\u6050\u6016\u4e3b\u4e49\u878d\u8d44\u53ca\u53cd\u6269\u6563\u878d\u8d44\uff08AML\/CFT\/CPF\uff09\u653f\u7b56\u3001\u7a0b\u5e8f\u53ca\u5408\u89c4\u8ba1\u5212\u6587\u4ef6\uff0c\u5e76\u5bf9\u6240\u53d1\u73b0\u7684\u4efb\u4f55\u7f3a\u53e3\u53ca\u65f6\u91c7\u53d6\u8865\u6551\u63aa\u65bd\u3002<\/li>\n<li>\u786e\u8ba4\u5df2\u5c31\u8bc1\u660e\u53cd\u6d17\u94b1\u5408\u89c4\u5b98\u72ec\u7acb\u6027\u7684\u76f8\u5173\u5b89\u6392\u5f62\u6210\u4e66\u9762\u8bb0\u5f55\uff0c\u5c24\u5176\u662f\u5728\u53cd\u6d17\u94b1\u5408\u89c4\u804c\u80fd\u4e0e\u4e1a\u52a1\u8fd0\u8425\u804c\u80fd\u65e0\u6cd5\u5b9e\u73b0\u5b8c\u5168\u5206\u79bb\u7684\u60c5\u51b5\u4e0b\u3002<\/li>\n<li>\u5ba1\u67e5\u8fd1\u671f\u7684\u5ba1\u8ba1\u8bb0\u5f55\uff0c\u4ee5\u786e\u5b9a\u6700\u8fd1\u4e24\u4e2a\u5ba1\u8ba1\u5468\u671f\u662f\u5426\u5747\u7531\u5185\u90e8\u4eba\u5458\u5b9e\u65bd\uff1b\u5982\u662f\uff0c\u5219\u5e94\u5b89\u6392\u7531\u5916\u90e8\u670d\u52a1\u63d0\u4f9b\u5546\u5b9e\u65bd\u4e0b\u4e00\u5ba1\u8ba1\u5468\u671f\u7684\u5ba1\u8ba1\u3002<\/li>\n<li>\u5efa\u7acb\u76f8\u5e94\u673a\u5236\uff0c\u786e\u4fdd\u5408\u89c4\u8ba1\u5212\u5ba1\u8ba1\u5b8c\u6210\u540e\uff0c\u80fd\u591f\u53ca\u65f6\u5411CIMA\u63d0\u4ea4\u5ba1\u8ba1\u62a5\u544a\u3002<\/li>\n<li>\u5ba1\u67e5\u5e76\u5728\u5fc5\u8981\u65f6\u66f4\u65b0\u91d1\u878d\u670d\u52a1\u63d0\u4f9b\u5546\u7684\u4e66\u9762\u98ce\u9669\u8bc4\u4f30\uff1b\u5982\u5c5e\u6295\u8d44\u57fa\u91d1\uff0c\u5219\u5e94\u5ba1\u67e5\u5e76\u5728\u5fc5\u8981\u65f6\u66f4\u65b0\u8be5\u57fa\u91d1\u7684\u4e66\u9762\u98ce\u9669\u8bc4\u4f30\uff0c\u540c\u65f6\u786e\u4fdd\u6709\u5173\u98ce\u9669\u8bc4\u4f30\u5145\u5206\u6db5\u76d6\u300a\u53cd\u6d17\u94b1\u89c4\u5219\u300b\u89c4\u5b9a\u7684\u5404\u9879\u89e6\u53d1\u4e8b\u4ef6\u3002<\/li>\n<li>\u5236\u5b9a\u6216\u66f4\u65b0\u4e66\u9762\u4e14\u5177\u6709\u524d\u77bb\u6027\u7684\u57f9\u8bad\u8ba1\u5212\uff0c\u6db5\u76d6\u57f9\u8bad\u5bf9\u8c61\u3001\u57f9\u8bad\u4e3b\u9898\u3001\u57f9\u8bad\u65b9\u5f0f\u53ca\u57f9\u8bad\u9891\u7387\uff0c\u5e76\u5c06\u8be5\u57f9\u8bad\u8ba1\u5212\u4f5c\u4e3a\u533a\u522b\u4e8e\u57f9\u8bad\u8bb0\u5f55\u7684\u72ec\u7acb\u5408\u89c4\u6210\u679c\u6587\u4ef6\u3002<\/li>\n<li>\u786e\u8ba4\u6d89\u53ca\u5408\u89c4\u8ba1\u5212\u91cd\u5927\u804c\u80fd\u7684\u6240\u6709\u5916\u5305\u5b89\u6392\u5747\u5df2\u6216\u5c06\u4ee5\u4e66\u9762\u5f62\u5f0f\u901a\u77e5CIMA\u3002<\/li>\n<li>\u5ba1\u67e5\u5b9e\u76ca\u6240\u6709\u6743\u4fe1\u606f\u7684\u7ef4\u62a4\u6d41\u7a0b\uff0c\u4ee5\u786e\u8ba4\u5df2\u5efa\u7acb\u5b9a\u671f\u5ba1\u67e5\u673a\u5236\uff0c\u800c\u975e\u4ec5\u5bf9\u8be5\u7b49\u4fe1\u606f\u8fdb\u884c\u7559\u5b58\u3002<\/li>\n<li>\u5c062026\u5e749\u670818\u65e5\u7684\u751f\u6548\u65e5\u671f\u7eb3\u5165\u5408\u89c4\u5de5\u4f5c\u65e5\u7a0b\uff0c\u5e76\u9884\u7559\u5145\u8db3\u65f6\u95f4\uff0c\u4ee5\u786e\u4fdd\u6cbb\u7406\u673a\u6784\u5728\u8be5\u65e5\u671f\u524d\u6279\u51c6\u4efb\u4f55\u7ecf\u66f4\u65b0\u7684\u653f\u7b56\u53ca\u7a0b\u5e8f\u3002<\/li>\n<\/ol>\n\n                <\/div>\n\n                              <\/div>\n                          <div class=\"content flex flex-col\">\n                \n                  <h2 class=\" text-black leading-[1.3] heading2-sm \">11. \u6211\u4eec\u5982\u4f55\u63d0\u4f9b\u534f\u52a9?<\/h2>\n                                <div class=\"desc spacing-top\">\n                  \n                  <p>\u6211\u4eec\u53ef\u534f\u52a9\u8d35\u65b9\u5bf9\u7167\u300a\u53cd\u6d17\u94b1\u89c4\u5219\u300b\u53ca\u300a\u5236\u88c1\u89c4\u5219\u300b\uff0c\u5bf9\u73b0\u884c\u5408\u89c4\u8ba1\u5212\u5f00\u5c55\u5dee\u8ddd\u5206\u6790\uff1b\u8d77\u8349\u6216\u66f4\u65b0\u53cd\u6d17\u94b1\u653f\u7b56\u53ca\u6240\u9700\u7684\u57f9\u8bad\u8ba1\u5212\uff1b\u5b89\u6392\u6216\u5ba1\u9605\u72ec\u7acb\u5ba1\u8ba1\uff1b\u4ee5\u53ca\u62df\u5907\u63d0\u4ea4\u6cbb\u7406\u673a\u6784\u5ba1\u6279\u7684\u76f8\u5173\u6587\u4ef6\u3002\u5982\u8d35\u65b9\u5e0c\u671b\u5c31\u4e0a\u8ff0\u4efb\u4f55\u4e8b\u9879\u4f5c\u8fdb\u4e00\u6b65\u8ba8\u8bba\uff0c\u656c\u8bf7\u4e0e\u6211\u4eec\u8054\u7cfb\u3002<\/p>\n<p><a href=\"https:\/\/www.loebsmith.com\/wp-content\/uploads\/2026\/07\/CIMA-Issues-New-AML-Rule-and-New-Sanctions-Rule-Key-Obligations-for-Regulated-Financial-Service-Providers-CN-Final.pdf\">\u67e5\u770b\u5168\u6587<\/a><\/p>\n\n                <\/div>\n\n                              <\/div>\n                          <div class=\"content flex flex-col\">\n                \n                  <h2 class=\" text-black leading-[1.3] heading2-sm \">\u8fdb\u4e00\u6b65\u534f\u52a9<\/h2>\n                                <div class=\"desc spacing-top\">\n                  \n                  <p>\u672c\u6587\u65e0\u610f\u66ff\u4ee3\u5177\u4f53\u7684\u6cd5\u5f8b\u5efa\u8bae\u6216\u6cd5\u5f8b\u610f\u89c1\u3002\u5982\u679c\u60a8\u5e0c\u671b\u83b7\u53d6\u5173\u4e8e\u672c\u7b80\u62a5\u4e2d\u6240\u8ba8\u8bba\u4e8b\u9879\u7684\u8fdb\u4e00\u6b65\u5efa\u8bae\uff0c\u8bf7\u968f\u65f6\u8054\u7cfb\u6211\u4eec\u3002\u6211\u4eec\u975e\u5e38\u4e50\u610f\u63d0\u4f9b\u5e2e\u52a9\u3002<\/p>\n<p><span style=\"color: #333399;\"><em>E: <\/em><a style=\"color: #333399;\" href=\"mailto:gary.smith@loebsmith.com\"><em>gary.smith@loebsmith.com<\/em><\/a><\/span><\/p>\n<p><span style=\"color: #333399;\"><em>E: <\/em><a style=\"color: #333399;\" href=\"mailto:robert.farrell@loebsmith.com\"><em>robert.farrell@loebsmith.com<\/em><\/a><\/span><\/p>\n<p><span style=\"color: #333399;\"><em>E: <\/em><a style=\"color: #333399;\" href=\"mailto:elizabeth.kenny@loebsmith.com\"><em>elizabeth.kenny@loebsmith.com<\/em><\/a><\/span><\/p>\n<p><span style=\"color: #333399;\"><em>E: <\/em><a style=\"color: #333399;\" href=\"mailto:vanisha.harjani@loebsmith.com\"><em>vanisha.harjani@loebsmith.com<\/em><\/a><\/span><\/p>\n<p><span style=\"color: #333399;\"><em>E: <\/em><a style=\"color: #333399;\" href=\"mailto:vivian.huang@dmond.fung@loebsmith.com\"><em>vivian.huang@ loebsmith.com<\/em><\/a><\/span><\/p>\n<p><span style=\"color: #333399;\"><em>E: <\/em><a style=\"color: #333399;\" href=\"mailto:yun.sheng@loebsmith.com\"><em>yun.sheng@loebsmith.com<\/em><\/a> <em>\u00a0<\/em><\/span><\/p>\n<p><span style=\"color: #333399;\"><em>E: <\/em><a style=\"color: #333399;\" href=\"mailto:faye.huang@loebsmith.com\"><em>faye.huang@loebsmith.com<\/em><\/a><\/span><\/p>\n\n                <\/div>\n\n                              <\/div>\n                              <\/div>\n        \n                  <aside class=\" flex flex-col gap-7 lg:flex-1 xl:basis-[24.42%] xl:max-w-[24.42%]\">\n\n                          <div class=\" bg-[#FAFAFA] p-7 px-5 4xl:px-7 \">\n                <div class=\" flex flex-col gap-7\">\n                  <div class=\"flex gap-2.5\">\n                    <img decoding=\"async\" src=\"https:\/\/www.loebsmith.com\/wp-content\/themes\/loeb-smith\/public\/images\/home\/download.png\" alt=\"Download Resource\" class=\"size-max \" \/>\n                    <h2 class=\" text-[#6C6C6C] uppercase leading-normal tracking-[0.4px]\">Download Resource<\/h2>\n                  <\/div>\n                  <div class=\"btn-wrapper\">\n                    <a href=\"https:\/\/www.loebsmith.com\/wp-content\/uploads\/2026\/07\/CIMA-Issues-New-AML-Rule-and-New-Sanctions-Rule-Key-Obligations-for-Cayman-Islands-Regulated-Financial-Service-Providers.pdf\" download class=\"btn btn-primary\">View Full PDF<\/a>\n                  <\/div>\n                <\/div>\n              <\/div>\n                        \n                          <div class=\" bg-[#FAFAFA] p-7 px-5 4xl:px-7\">\n                <div class=\" flex space-x-2.5\">\n                  <img decoding=\"async\" src=\"https:\/\/www.loebsmith.com\/wp-content\/themes\/loeb-smith\/public\/images\/home\/people.png\" alt=\"Author\" class=\"size-max\" \/>\n                  <h2 class=\"text-[#6C6C6C] heading5 uppercase tracking-[0.4px]\">Author<\/h2>\n                <\/div>\n\n                <div class=\" mt-7 flex flex-col space-y-4\">\n                                        <a href=\"https:\/\/www.loebsmith.com\/cn\/people\/gary-smith\/\">\n                        <div class=\" flex space-x-3 items-center\">\n                          <img decoding=\"async\" src=\"https:\/\/www.loebsmith.com\/wp-content\/uploads\/2025\/09\/07-Gary-Smith.jpg\" alt=\"Gary Smith\" class=\"size-8 4xl:size-12 rounded-full\" \/>\n                          <span class=\"text-[#3B3B3B] heading6 font-bold leading-normal block\">Gary Smith<\/span>\n                        <\/div>\n                      <\/a>\n                                          <a href=\"https:\/\/www.loebsmith.com\/cn\/people\/robert-farrell\/\">\n                        <div class=\" flex space-x-3 items-center\">\n                          <img decoding=\"async\" src=\"https:\/\/www.loebsmith.com\/wp-content\/uploads\/2025\/09\/12-Robert-Farrell.jpg\" alt=\"Robert Farrell\" class=\"size-8 4xl:size-12 rounded-full\" \/>\n                          <span class=\"text-[#3B3B3B] heading6 font-bold leading-normal block\">Robert Farrell<\/span>\n                        <\/div>\n                      <\/a>\n                                          <a href=\"https:\/\/www.loebsmith.com\/cn\/people\/vanisha-harjani\/\">\n                        <div class=\" flex space-x-3 items-center\">\n                          <img decoding=\"async\" src=\"https:\/\/www.loebsmith.com\/wp-content\/uploads\/2025\/09\/Vs-Photo_2.jpg\" alt=\"||||||\" class=\"size-8 4xl:size-12 rounded-full\" \/>\n                          <span class=\"text-[#3B3B3B] heading6 font-bold leading-normal block\">Vanisha Harjani \u54c8\u5609\u59ae<\/span>\n                        <\/div>\n                      <\/a>\n                                          <a href=\"https:\/\/www.loebsmith.com\/cn\/people\/elizabeth-kenny\/\">\n                        <div class=\" flex space-x-3 items-center\">\n                          <img decoding=\"async\" src=\"https:\/\/www.loebsmith.com\/wp-content\/uploads\/2025\/09\/Liz2.jpg\" alt=\"|||Elizabeth Kenny\" class=\"size-8 4xl:size-12 rounded-full\" \/>\n                          <span class=\"text-[#3B3B3B] heading6 font-bold leading-normal block\">Elizabeth Kenny<\/span>\n                        <\/div>\n                      <\/a>\n                                    <\/div>\n              <\/div>\n            \n          <\/aside>\n              <\/div>\n  <\/div> \n<\/section>\n\n\n\n\n\n\n\n\n\n<p class=\"wp-block-paragraph\"><\/p>\n","protected":false},"excerpt":{"rendered":"<p>2026\u5e747\u670820\u65e5\uff0c\u5f00\u66fc\u7fa4\u5c9b\u91d1\u878d\u7ba1\u7406\u5c40\uff08\u201cCIMA\u201d\uff09\u5728\u653f\u5e9c\u5baa\u62a5\u4e0a\u516c\u5e03\u4e86\u300a\u91d1\u878d\u670d\u52a1\u63d0\u4f9b\u5546\u6709\u6548\u5408\u89c4\u8ba1\u5212\u89c4\u5219\u2014\u2014\u9632\u8303\u548c\u4fa6\u6d4b\u6d17\u94b1\u3001\u6050\u6016\u4e3b\u4e49\u878d\u8d44\u53ca\u6269\u6563\u878d\u8d44\u300b\uff08\u201c\u53cd\u6d17\u94b1\u89c4\u5219\u201d\uff09\uff0c\u540c\u65f6\u516c\u5e03\u4e86\u914d\u5957\u7684\u300a\u9075\u5b88\u91d1\u878d\u5236\u88c1\u53ca\u5b9a\u5411\u91d1\u878d\u5236\u88c1\u89c4\u5219\u300b\uff08\u201c\u5236\u88c1\u89c4\u5219\u201d\uff0c\u4e0e\u53cd\u6d17\u94b1\u89c4\u5219\u5408\u79f0\u201c\u89c4\u5219\u201d\uff09\u3002\u8be5\u7b49\u89c4\u5219\u5c06\u4e8e2026\u5e749\u670818\u65e5\u751f\u6548\uff0c\u5373\u81ea\u5176\u5728\u653f\u5e9c\u5baa\u62a5\u516c\u5e03\u4e4b\u65e5\u8d77\u6ee1\u516d\u5341\u65e5\u3002<\/p>\n","protected":false},"featured_media":5986,"template":"","meta":{"_acf_changed":false},"calendar-year":[388],"location":[296],"people-expertise":[317],"class_list":["post-8494","briefing-note","type-briefing-note","status-publish","has-post-thumbnail","hentry","calendar-year-388","location-cayman-islands","people-expertise-governance-regulatory-and-compliance"],"acf":[],"_links":{"self":[{"href":"https:\/\/www.loebsmith.com\/cn\/wp-json\/wp\/v2\/briefing-note\/8494","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.loebsmith.com\/cn\/wp-json\/wp\/v2\/briefing-note"}],"about":[{"href":"https:\/\/www.loebsmith.com\/cn\/wp-json\/wp\/v2\/types\/briefing-note"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/www.loebsmith.com\/cn\/wp-json\/wp\/v2\/media\/5986"}],"wp:attachment":[{"href":"https:\/\/www.loebsmith.com\/cn\/wp-json\/wp\/v2\/media?parent=8494"}],"wp:term":[{"taxonomy":"calendar-year","embeddable":true,"href":"https:\/\/www.loebsmith.com\/cn\/wp-json\/wp\/v2\/calendar-year?post=8494"},{"taxonomy":"location","embeddable":true,"href":"https:\/\/www.loebsmith.com\/cn\/wp-json\/wp\/v2\/location?post=8494"},{"taxonomy":"people-expertise","embeddable":true,"href":"https:\/\/www.loebsmith.com\/cn\/wp-json\/wp\/v2\/people-expertise?post=8494"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}